| Form name
|
Description
|
| 1-E, 1-E/A
|
Notification under Regulation E by small business investment companies and business development companies (and amendment thereto)
|
| 1-E AD, 1-E AD/A
|
Sales material filed pursuant to Rule 607 under Regulation E. (and amendment thereto)
|
| 2-E, 2-E/A
|
Sales material filed pursuant to Rule 609 under Regulation E. (and amendment thereto)
|
| 10-12B, 10-12B/A
|
Initial general form for registration of a class of securities pursuant to section 12(b) (and amendment thereto)
|
| 10-12G, 10-12G/A
|
Initial general form for registration of a class of securities pursuant to section 12(g) (and amendment thereto)
|
| 10-D, 10-D/A
|
Periodic distribution reports by Asset-Backed issuers pursuant to Rule 13a-17 or 15d-17 (and amendment thereto)
|
| 10-K, 10-K/A
|
Annual report pursuant to section 13 and 15(d) (and amendment thereto)
|
| 10-KT, 10-KT/A
|
Transition report pursuant to Rule 13a-10 or 15d-10 (and amendment thereto)
|
| 10-Q, 10-Q/A
|
Quarterly report pursuant to section 13 and 15(d) (and amendment thereto)
|
| 10-QT, 10-QT/A
|
Transition report pursuant to Rule 13a-10 or 15d-10 (and amendment thereto)
|
| 11-K, 11-K/A
|
Annual report of employee stock purchase, savings and similar plans (and amendment thereto)
|
| 11-KT, 11-KT/A
|
Transition report pursuant to Rule 13a-10 or 15d-10 (and amendment thereto)
|
| 13F-HR, 13F-HR/A
|
Initial Quarterly Form 13F Holdings report filed by institutional managers (and amendment thereto)
|
| 13F-NT, 13F-NT/A
|
Initial Quarterly Form 13F Notice Report filed by institutional managers (and amendment thereto)
|
| 13H, 13H-Q, 13H-A, 13H-I, 13H-R, 13H-T
|
Large Trader Registration Information Required of Large Traders Pursuant to the Securities Exchange Act of 1934 and Rule 13h-1 Thereunder. Initial Filing (13H), Amended Filing (13H-Q), Annual Filing (13H-A), Inactive Status (13H-I), Reactivated Status (13H-R), and Termination Filing (13H-T)
|
| 144, 144/A
|
Filing for proposed sale of securities under Rule 144 (and amendment thereto)
|
| 15-12B, 15-12B/A
|
Notice of termination of registration of a class of securities under Section 12(b) (and amendment thereto)
|
| 15-12G, 15-12G/A
|
Notice of termination of registration of a class of securities under Section 12(g) (and amendment thereto)
|
| 15-15D, 15-15D/A
|
Notice of suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act (and amendment thereto)
|
| 15F-12G, 15F-12G/A
|
Notice of termination of a foreign private issuer's registration of a class of securities under Section 12(g) (and amendment thereto)
|
| 15F-15D, 15F-15D/A
|
Notice of a foreign private issuers suspension of duty to file reports pursuant to Section 13 and 15(d) of the Act (and amendment thereto)
|
| 18-K, 18-K/A
|
Annual report for foreign governments (and amendment thereto)
|
| 20-F, 20-F/A
|
Annual and transition report of foreign private issuers pursuant to sections 13 or 15(d) (and amendment thereto)
|
| 20FR12B, 20FR12B/A
|
Form for initial registration of a class of securities of foreign private issuers pursuant to section 12(b) (and amendment thereto)
|
| 20FR12G, 20FR12G/A
|
Form for initial registration of a class of securities of foreign private issuers pursuant to section 12(g) (and amendment thereto)
|
| 24F-2NT, 24F-2NT/A
|
Rule 24F-2 notice filed on Form 24F-2 (and amendment thereto)
|
| 25, 25/A
|
Notification filed by issuer to voluntarily withdraw a class of securities from listing and registration on a national securities exchange (and amendment thereto)
|
| 25-NSE, 25-NSE/A
|
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities (and amendment thereto)
|
| 3, 3/A
|
Initial statement of beneficial ownership of securities (and amendment thereto)
|
| 305B2, 305B2/A
|
Application for designation of a new trustee under the Trust Indenture Act
|
| 4, 4/A
|
Statement of changes in beneficial ownership of securities (and amendment thereto)
|
| 40-6B, 40-6B/A
|
Application under the Investment Company Act by an employees‟ securities company
|
| 40-17F2
|
Initial certificate of accounting of securities and similar investments in the custody of management investment companies
|
| 40-17F2/A
|
Amendment
|
| 40-17G
|
Fidelity bond
|
| 40-17G/A
|
Fidelity bond (Amendment)
|
| 40-202A/A
|
Filing 40-202A/A
|
| 40-206A/A
|
Amendment
|
| 40-24B2
|
Filing of sales literature
|
| 40-24B2/A
|
Filing of sales literature (Amendment)
|
| 40-33
|
All stockholder derivative actions filed with a court against an investment company or an affiliate
|
| 40-8B25
|
Document or Report
|
| 40-8F-2
|
Initial application for de-registration pursuant to Investment Company Act Rule 0-2
|
| 40-APP
|
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products
|
| 40-APP/A
|
Applications under the Investment Company Act other than those reviewed by Office of Insurance Products (Amendment)
|
| 40-F
|
Annual reports filed by certain Canadian issuers
|
| 40-F/A
|
Annual reports filed by certain Canadian issuers (Amendment)
|
| 40-OIP
|
Applications under the Investment Company Act reviewed by Office of Insurance Products
|
| 40-OIP/A
|
Applications under the Investment Company Act reviewed by Office of Insurance Products (Amendment)
|
| 40FR12B
|
Registration of a class of securities of certain Canadian issuers
|
| 40FR12B/A
|
Registration of a class of securities of certain Canadian issuers (Amendment)
|
| 40FR12G
|
Registration of a class of securities of certain Canadian issuers pursuant to Section 12(g) of the 1934 Act
|
| 40FR12G/A
|
Registration of a class of securities of certain Canadian issuers pursuant to Section 12(g) of the 1934 Act (Amendment)
|
| 424A
|
Prospectus
|
| 424B1
|
Prospectus
|
| 424B2
|
Prospectus
|
| 424B3
|
Prospectus
|
| 424B4
|
Prospectus
|
| 424B5
|
Prospectus
|
| 424B7
|
Prospectus
|
| 424B8
|
Prospectus
|
| 425
|
Filing under Securities Act of 1933 Rule 425 of certain prospectuses and communications in connection with business combination transactions
|
| 485APOS
|
Post-effective amendment
|
| 485BPOS
|
Post-effective amendment
|
| 485BXT
|
Post-effective amendment
|
| 486APOS
|
Post-effective amendment
|
| 486BPOS
|
Post-effective amendment
|
| 487
|
Pre-effective pricing amendment
|
| 497
|
Definitive materials
|
| 497AD
|
Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497
|
| 497H2
|
Filings made pursuant to Rule 497(h)(2)
|
| 497J
|
Certification of no change in definitive materials
|
| 497K1
|
Profiles for certain open-end management investment companies
|
| 497K2
|
Profiles for certain open-end management investment companies
|
| 497K3A
|
Profiles for certain open-end management investment companies
|
| 497K3B
|
Profiles for certain open-end management investment companies
|
| 5
|
Insider Trading (Form 5)
|
| 5/A
|
Insider Trading (Form 5) Amendment
|
| 6-K
|
Current report of foreign issuer
|
| 6-K/A
|
Current report of foreign issuer (Amendment)
|
| 8-A12B
|
Registration of a class of securities on a national securities exchange
|
| 8-A12B/A
|
Registration of a class of securities on a national securities exchange (Amendment)
|
| 8-A12G
|
Notification that a class of securities of successor issuer is deemed to be registered
|
| 8-A12G/A
|
Notification that a class of securities of successor issuer is deemed to be registered (Amendment)
|
| 8-K
|
Events or Changes Between Quarterly Reports
|
| 8-K/A
|
Events or Changes Between Quarterly Reports (Amendment)
|
| 8-K12B
|
Notification that a class of securities of successor issuer is deemed to be registered pursuant to Section 12(b)
|
| 8-K12B/A
|
Notification that a class of securities of successor issuer is deemed to be registered pursuant to Section 12(b) (Amendment)
|
| 8-K12G3
|
Notification that a class of securities of successor issuer is deemed to be registered pursuant to Section 12(g)
|
| 8-K12G3/A
|
|
| 8-K15D5
|
Notification of assumption of duty to report by successor
|
| 8-M
|
8-M Filing
|
| 9-M
|
9-M Filing
|
| ADN-MTL
|
ADN-MTL Filing
|
| ADV-E
|
ADV-E Filing
|
| ADV-H-C
|
|
| ADV-H-T
|
|
| ADV-NR
|
ADV-NR Filing
|
| ANNLRPT
|
Periodic Development Bank filing, submitted annually
|
| APP WD
|
APP WD Filing
|
| ARS
|
Annual Report to Security Holders
|
| ARS/A
|
Annual Report to Security Holders (Amendment)
|
| AW
|
Withdrawal of amendment to a registration statement filed under the Securities Act
|
| AW WD
|
Withdrawal of a request for withdrawal of an amendment to a registration statement
|
| CB
|
Certain tender offers, business combinations and rights offerings, in which the subject company is a foreign private issuer of which less than 10% of its securities are held by U.S. persons
|
| CB/A
|
Certain tender offers, business combinations and rights offerings, in which the subject company is a foreign private issuer of which less than 10% of its securities are held by U.S. persons (Amendment)
|
| CERTAMX
|
Filing CERTAMX
|
| CERTNAS
|
Filing CERTNAS
|
| CERTNYS
|
Filing CERTNYS
|
| CERTPAC
|
Filing CERTPAC
|
| CORRESP
|
Correspondence
|
| CT ORDER
|
Confidential Treatment Order.
|
| D
|
Filing D
|
| D/A
|
Filing D (Amendment)
|
| DEF 14A
|
Definitive proxy statements
|
| DEF 14C
|
Definitive information statements
|
| DEFA14C
|
Definitive additional information statement materials including Rule 14(a)(12) material
|
| DEFC14A
|
Definitive proxy statement in connection with contested solicitations
|
| DEFC14C
|
Definitive information statement - contested solicitations
|
| DEFM14A
|
Definitive proxy statement relating to merger or acquisition
|
| DEFM14C
|
Definitive information statement relating to merger or acquisition
|
| DEFN14A
|
Definitive proxy statement filed by non management
|
| DEFR14A
|
Definitive revised proxy soliciting materials
|
| DEFR14C
|
Definitive revised information statement materials
|
| DEL AM
|
Separately filed delaying amendment
|
| DFAN14A
|
Definitive additional proxy soliciting materials filed by non-management
|
| DFRN14A
|
Revised definitive proxy statement filed by non-management
|
| DSTRBRPT
|
Distribution of primary obligations Development Bank report
|
| EFFECT
|
Filing EFFECT
|
| F-1
|
Registration statement for securities of certain foreign private issuers
|
| F-1/A
|
Registration statement for securities of certain foreign private issuers (Amendment)
|
| F-10
|
Registration statement for securities of certain Canadian issuers
|
| F-10/A
|
Registration statement for securities of certain Canadian issuers (Amendment)
|
| F-10EF
|
Auto effective registration statement for securities of certain Canadian issuer under the Securities Act of 1933
|
| F-10POS
|
Post-effective amendment to a F-10EF registration
|
| F-1MEF
|
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form F-1
|
| F-3
|
Registration statement for specified transactions by certain foreign private issuers
|
| F-3/A
|
Registration statement for specified transactions by certain foreign private issuers (Amendment)
|
| F-3ASR
|
Automatic shelf registration statement of securities of well-known seasoned issuers
|
| F-3D
|
Registration statement for dividend or interest reinvestment plan securities of foreign private issuers
|
| F-3DPOS
|
Post-Effective amendment to a F-3D registration
|
| F-4
|
Registration statement for securities issued by foreign private issuers in certain business combination transactions
|
| F-4 POS
|
Post-effective amendment to a F-4EF registration
|
| F-4/A
|
Registration statement for securities issued by foreign private issuers in certain business combination transactions (Amendment)
|
| F-6
|
Registration statement for American Depositary Receipts representing securities of certain foreign private issuers
|
| F-6 POS
|
Post-effective amendment to a F-6EF registration
|
| F-6/A
|
Registration statement for American Depositary Receipts representing securities of certain foreign private issuers (Amendment)
|
| F-6EF
|
Auto effective registration statement for American Depositary Receipts representing securities of certain foreign private issuers
|
| F-7
|
Registration statement for securities of certain Canadian issuers offered for cash upon the exercise of rights granted to existing security holders
|
| F-7 POS
|
Post-effective amendment to a F-7 registration
|
| F-7/A
|
Amendment
|
| F-8
|
Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination
|
| F-8/A
|
Registration statement for securities of certain Canadian issuers to be issued in exchange offers or a business combination (Amendment)
|
| F-80
|
Registration of securities of certain Canadian issuers to be issued in exchange offers or a business combination under the Securities Act of 1933
|
| F-9
|
Registration of securities of certain investment grade debt or investment grade preferred securities of certain Canadian issuers
|
| F-9/A
|
Registration of securities of certain investment grade debt or investment grade preferred securities of certain Canadian issuers (Amendment)
|
| F-N
|
Notification of the appointment of an agent for service by certain foreign institutions
|
| F-X
|
For appointment of agent for service of process by issuers registering securities
|
| F-X/A
|
For appointment of agent for service of process by issuers registering securities (Amendment)
|
| FOCUSN
|
FOCUSN Filing
|
| FOCUSN/A
|
FOCUSN Filing (Amendment)
|
| FWP
|
Filing under Securities Act Rules 163/433 of free writing prospectuses
|
| G-405
|
G-405 Filing
|
| G-405N
|
|
| G-FIN
|
G-FIN Filing
|
| G-FIN/A
|
G-FIN/A Filing (Amendment)
|
| MSD
|
|
| MSD/A
|
MSD/A Filing (Amendment)
|
| MSDW
|
MSDW Filing
|
| N-14
|
Initial registration statement for open-end investment company
|
| N-14 8C
|
Initial registration statement filed on Form N14 by closed-end investment company (business combinations)
|
| N-14 8C/A
|
Initial registration statement filed on Form N14 by closed-end investment company (business combinations) Amendment
|
| N-14/A
|
Initial registration statement for open-end investment company (Amendment)
|
| N-14AE
|
Filing N-14AE
|
| N-14AE/A
|
N-14AE (Amendment)
|
| N-18F1
|
Initial notification of election pursuant to Rule 18f-1 filed on Form N-18F-1
|
| N-18F1/A
|
Initial notification of election pursuant to Rule 18f-1 filed on Form N-18F-1 (Amendment)
|
| N-1A
|
Initial registration statement for open-end management investment companies
|
| N-1A/A
|
Initial registration statement for open-end management investment companies
|
| N-2
|
Initial filing of a registration statement on Form N-2 for closed-end investment companies
|
| N-2/A
|
Initial filing of a registration statement on Form N-2 for closed-end investment companies (Amendment)
|
| N-23C-2
|
Notice by closed-end investment companies of intention to call or redeem their own securities
|
| N-23C-2/A
|
Notice by closed-end investment companies of intention to call or redeem their own securities (Amendment)
|
| N-23C3A
|
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only
|
| N-23C3A/A
|
Notification of periodic repurchase offer Filed pursuant to Rule 23c-3(b) only (Amendment)
|
| N-23C3B
|
Filing N-23C3B
|
| N-23C3C
|
|
| N-23C3C/A
|
Filing N-23C3C/A
|
| N-2MEF
|
|
| N-3
|
Initial registration statement on Form N-3 for separate accounts (management investment companies)
|
| N-30B-2
|
Periodic and interim reports mailed to investment company shareholders
|
| N-30D
|
Initial annual and semi-annual reports mailed to investment company shareholders
|
| N-30D/A
|
Amendment
|
| N-4
|
Initial registration statement on Form N-4 for separate accounts (unit investment trusts)
|
| N-4/A
|
Initial registration statement on Form N-4 for separate accounts (unit investment trusts) Amendment
|
| N-54A
|
Notification of election by business development companies
|
| N-54C
|
Notification of election by business development companies
|
| N-54C/A
|
Notification of election by business development companies (Amendment)
|
| N-6
|
Registration statement for separate accounts
|
| N-6/A
|
Registration statement for separate accounts (Amendment)
|
| N-6F
|
Notice of intent by business development companies to elect to be subject to Sections 55 through 65 of the 1940 Act filed on Form N-6F
|
| N-8A
|
Initial notification of registration under section 8(a) filed on Form N-8A
|
| N-8A/A
|
Initial notification of registration under section 8(a) filed on Form N-8A (Amendment)
|
| N-8B-2
|
Initial registration statement for unit investment trusts
|
| N-8B-2/A
|
Initial registration statement for unit investment trusts
|
| N-8F
|
Application for deregistration made on Form N-8F
|
| N-8F/A
|
Application for deregistration made on Form N-8F (Amendment)
|
| N-CSR
|
Certified annual shareholder report of registered management investment companies
|
| N-CSR/A
|
Certified annual shareholder report of registered management investment companies (Amendment)
|
| N-CSRS
|
Certified semi-annual shareholder report of registered management investment companies
|
| N-CSRS/A
|
Certified semi-annual shareholder report of registered management investment companies (Amendment)
|
| N-MFP
|
Monthly Schedule Of Portfolio Holdings Of Money Market Funds
|
| N-PX
|
Annual Report of Proxy Voting Record of Registered Management Investment Companies
|
| N-PX/A
|
Annual Report of Proxy Voting Record of Registered Management Investment Companies
|
| N-Q
|
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
|
| N-Q/A
|
Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company
|
| NO ACT
|
NO ACT Filing
|
| NSAR-A
|
Semi-annual report for management companies
|
| NSAR-A/A
|
Semi-annual report for management companies (Amendment)
|
| NSAR-AT
|
|
| NSAR-B
|
Annual report for management companies
|
| NSAR-B/A
|
Annual report for management companies (Amendment)
|
| NSAR-BT
|
Transitional annual report filed on Form NSAR
|
| NSAR-BT/A
|
|
| NSAR-U
|
Annual report for unit investment trusts
|
| NSAR-U/A
|
Annual report for unit investment trusts (Amendment)
|
| NT 10-K
|
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT
|
| NT 10-K/A
|
Notice under Rule 12b25 of inability to timely file all or part of a Form 10-K, 10-KSB, or 10KT (Amendment)
|
| NT 10-Q
|
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB
|
| NT 10-Q/A
|
Notice under Rule 12b25 of inability to timely file all or part of a form 10-Q or 10-QSB (Amendment)
|
| NT 11-K
|
Notice under Rule 12b25 of inability to timely file all or part of a form 11-K
|
| NT 15D2
|
|
| NT 20-F
|
Notice under Rule 12b25 of inability to timely file all or part of an annual report of form 20-F
|
| NT 20-F/A
|
|
| NT-NCSR
|
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report)
|
| NT-NCSR/A
|
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-CSR (annual or semi-annual report) Amendment
|
| NT-NSAR
|
Notice under Exchange Act Rule 12b-25 of inability to timely file Form N-SAR
|
| NT-NSAR/A
|
|
| NTFNCSR
|
|
| NTFNSAR
|
|
| NTN 10K
|
Filing NTN 10K
|
| NTN 10Q
|
Filing NTN 10Q
|
| NTN 20F
|
Filing NTN 20F
|
| POS 8C
|
Post-effective amendment by closed-end investment companies
|
| POS AM
|
Post-effective amendment to a registration statement that is not immediately effective upon filing
|
| POS AMI
|
Post-effective amendment
|
| POS EX
|
Post-effective amendment filed solely to add exhibits to a registration statement
|
| POS462B
|
Post-effective amendment to Securities Act Rule 462(b) registration statement
|
| POS462C
|
Post-effective amendment to a registration statement filed under Rule 462(c)
|
| POSASR
|
Post-effective amendment to an automatic shelf registration statement on Form S-3ASR or Form F-3ASR
|
| PRE 14A
|
Preliminary proxy statement not related to a contested matter or merger/acquisition
|
| PRE 14C
|
Preliminary information statement not related to a contested matter or merger/acquisition
|
| PREC14A
|
Preliminary proxy statement in connection with contested solicitations
|
| PREC14C
|
Preliminary information statements - contested solicitations
|
| PREM14A
|
Preliminary proxy statements relating to merger or acquisition
|
| PREM14C
|
Preliminary information statements relating to merger or acquisition
|
| PREN14A
|
Preliminary proxy statement filed by non-management
|
| PRER14A
|
Preliminary revised proxy soliciting materials
|
| PRER14C
|
Preliminary revised information statements
|
| PRRN14A
|
Revised preliminary proxy statement filed by non-management
|
| PX14A6G
|
Notice of exempt solicitation
|
| PX14A6N
|
|
| QRTLYRPT
|
Periodic Development Bank filing, submitted quarterly
|
| REG-NR
|
REG-NR Filing
|
| REGDEX
|
Regulation D Exemption Filing
|
| REGDEX/A
|
REGDEX Filing (Amendment)
|
| RW
|
Registration Withdrawal Request
|
| RW WD
|
Withdrawal of a Registration Withdrawal Request
|
| S-1
|
IPO Registration
|
| S-1/A
|
IPO Registration (Amendment)
|
| S-11
|
Registration statement for securities to be issued by real estate companies
|
| S-11/A
|
Registration statement for securities to be issued by real estate companies (Amendment)
|
| S-11MEF
|
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 11
|
| S-1MEF
|
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 1
|
| S-3
|
Registration statement for specified transactions by certain issuers
|
| S-3/A
|
Registration statement for specified transactions by certain issuers (Amendment)
|
| S-3ASR
|
Automatic shelf registration statement of securities of well-known seasoned issuers
|
| S-3D
|
Automatically effective registration statement for securities issued pursuant to dividend or interest reinvestment plans
|
| S-3DPOS
|
Post-effective amendment to a S-3D registration statement
|
| S-3MEF
|
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S 3
|
| S-4
|
Registration of securities issued in business combination transactions
|
| S-4 POS
|
Post-effective amendment to a S-4EF registration statement
|
| S-4/A
|
Registration of securities issued in business combination transactions (Amendment)
|
| S-4EF
|
|
| S-4EF/A
|
|
| S-4MEF
|
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form S-4
|
| S-6
|
Initial registration statement filed on Form S-6 for unit investment trusts
|
| S-6/A
|
Initial registration statement filed on Form S-6 for unit investment trusts (Amendment)
|
| S-8
|
Initial registration statement for securities to be offered to employees pursuant to employee benefit plans
|
| S-8 POS
|
Post-effective amendment to a S-8 registration statement
|
| S-B
|
Registration statement for securities of foreign governments and subdivisions
|
| S-B/A
|
Registration statement for securities of foreign governments and subdivisions (Amendment)
|
| S-BMEF
|
A new registration statement filed under Rule 462(b) to add securities to a prior related effective registration statement filed on Form SB-1
|
| SB-1
|
|
| SB-1/A
|
|
| SB-2
|
|
| SB-2/A
|
|
| SB-2MEF
|
|
| SC 13D
|
Schedule filed to report acquisition of beneficial ownership of more than 5% of a class of equity securities
|
| SC 13D/A
|
Schedule filed to report acquisition of beneficial ownership of more than 5% of a class of equity securities (Amendment)
|
| SC 13E3
|
Schedule filed to report going private transactions
|
| SC 13E3/A
|
Schedule filed to report going private transactions (Amendment)
|
| SC 13G
|
Schedule filed to report acquisition of beneficial ownership of more than 5% of a class of equity securities by passive investors and certain institutions
|
| SC 13G/A
|
Schedule filed to report acquisition of beneficial ownership of more than 5% of a class of equity securities by passive investors and certain institutions (Amendment)
|
| SC 14D9
|
Tender offer solicitation/recommendation statements filed under Rule 14d-9
|
| SC 14D9/A
|
Tender offer solicitation/recommendation statements filed under Rule 14d-9 (Amendment)
|
| SC 14F1
|
Statement regarding change in majority of directors pursuant to Rule 14f-1
|
| SC 14F1/A
|
Statement regarding change in majority of directors pursuant to Rule 14f-1 (Amendment)
|
| SC TO-C
|
Written communication relating to an issuer or third party tender offer
|
| SC TO-I
|
Issuer tender offer statement
|
| SC TO-I/A
|
Issuer tender offer statement (Amendment)
|
| SC TO-T
|
Third party tender offer statement
|
| SC TO-T/A
|
Third party tender offer statement (Amendment)
|
| SC13E4F
|
Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers
|
| SC13E4F/A
|
Issuer tender offer statement filed pursuant to Rule 13(e)(4) by foreign issuers (Amendment)
|
| SC14D1F
|
Third party tender offer statement filed pursuant to Rule 14d-1(b) by foreign issuers
|
| SC14D1F/A
|
Third party tender offer statement filed pursuant to Rule 14d-1(b) by foreign issuers (Amendment)
|
| SC14D9C
|
Written communication by the subject company relating to a third party tender offer
|
| SC14D9F
|
|
| SC14D9F/A
|
|
| SE
|
SE Filing
|
| SP 15D2
|
|
| SUPPL
|
Voluntary supplemental material filed pursuant to Section 11(a) of the Securities Act of 1933 by foreign issuers
|
| T-3
|
Initial application for qualification of trust indentures
|
| T-3/A
|
Initial application for qualification of trust indentures (Amendment)
|
| TA-1
|
Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934
|
| TA-1/A
|
Application for registration as a transfer agent filed pursuant to the Securities Exchange Act of 1934 (Amendment)
|
| TA-2
|
Annual report of transfer agent activities filed pursuant to the Securities Exchange Act of 1934
|
| TA-2/A
|
Annual report of transfer agent activities filed pursuant to the Securities Exchange Act of 1934 (Amendment)
|
| TA-W
|
Notice of withdrawal from registration as transfer agent filed pursuant to the Securities Exchange Act of 1934
|
| TTW
|
TTW Filing
|
| UNDER
|
|
| UPLOAD
|
UPLOAD Filing
|
| WDL-REQ
|
WDL-REQ Filing
|
| X-17A-5
|
X-17A-5 Filing
|
| X-17A-5/A
|
X-17A-5/A Filing
|
