Fine-tuned universe

For the concept of a fine-tuned Earth, see Rare Earth hypothesis.

The fine-tuned universe is the hypothesis that, because "life as we know it" could not exist if the constants of nature – such as the electron charge, the gravitational constant and others – had been even slightly different, the universe is tuned specifically for life.^[1][2][3][4] In practice, this hypothesis is formulated in terms of dimensionless physical constants.^[5]

History

In 1913, chemist Lawrence Joseph Henderson wrote The Fitness of the Environment, one of the first books to explore fine tuning in the universe. Henderson discusses the importance of water and the environment to living things, pointing out that life as it exists on Earth depends entirely on Earth's very specific environmental conditions, especially the prevalence and properties of water.^[6]

In 1961, physicist Robert H. Dicke argued that certain forces in physics, such as gravity and electromagnetism, must be perfectly fine-tuned for life to exist in the universe.^[7][8] Fred Hoyle also argued for a fine-tuned universe in his 1983 book The Intelligent Universe,^[9] writing, "The list of anthropic properties, apparent accidents of a non-biological nature without which carbon-based and hence human life could not exist, is large and impressive".^[10]

Belief in the fine-tuned universe led to the expectation that the Large Hadron Collider would produce evidence of physics beyond the Standard Model, such as supersymmetry,^[11] but by 2012 it had not produced evidence for supersymmetry at the energy scales it was able to probe.^[12]

Motivation

Physicist Paul Davies said: "There is now broad agreement among physicists and cosmologists that the Universe is in several respects 'fine-tuned' for life. But the conclusion is not so much that the Universe is fine-tuned for life; rather it is fine-tuned for the building blocks and environments that life requires".^[13] He also said that "'anthropic' reasoning fails to distinguish between minimally biophilic universes, in which life is permitted, but only marginally possible, and optimally biophilic universes, in which life flourishes because biogenesis occurs frequently".^[14] Among scientists who find the evidence persuasive, a variety of natural explanations have been proposed, such as the existence of multiple universes introducing a survivorship bias under the anthropic principle.^[5]

The premise of the fine-tuned universe assertion is that a small change in several of the physical constants would make the universe radically different. Stephen Hawking observed: "The laws of science, as we know them at present, contain many fundamental numbers, like the size of the electric charge of the electron and the ratio of the masses of the proton and the electron. ... The remarkable fact is that the values of these numbers seem to have been very finely adjusted to make possible the development of life".^[4]

For example, if the strong nuclear force were 2% stronger than it is (i.e. if the coupling constant representing its strength were 2% larger) while the other constants were left unchanged, diprotons would be stable; according to Davies, hydrogen would fuse into them instead of deuterium and helium.^[15] This would drastically alter the physics of stars, and presumably preclude the existence of life similar to what we observe on Earth. The diproton's existence would short-circuit the slow fusion of hydrogen into deuterium. Hydrogen would fuse so easily that it is likely that all the universe's hydrogen would be consumed in the first few minutes after the Big Bang.^[15] This "diproton argument" is disputed by other physicists, who calculate that as long as the increase in strength is less than 50%, stellar fusion could occur despite the existence of stable diprotons.^[16]

The precise formulation of the idea is made difficult by the fact that it is not yet known how many independent physical constants there are. The standard model of particle physics has 25 freely adjustable parameters and general relativity has one more, the cosmological constant, which is known to be nonzero but profoundly small in value. Because physicists have not developed an empirically successful theory of quantum gravity, there is no known way to combine quantum mechanics, on which the standard model depends, and general relativity.^[17]

Without knowledge of this more complete theory suspected to underlie the standard model, it is impossible to definitively count the number of truly independent physical constants. In some candidate theories, the number of independent physical constants may be as small as one. For example, the cosmological constant may be a fundamental constant but attempts have also been made to calculate it from other constants, and according to the author of one such calculation, "the small value of the cosmological constant is telling us that a remarkably precise and totally unexpected relation exists among all the parameters of the Standard Model of particle physics, the bare cosmological constant and unknown physics".^[17]

Examples

Martin Rees formulates the fine-tuning of the universe in terms of the following six dimensionless physical constants.^[1][18]

• N, the ratio of the electromagnetic force to the gravitational force between a pair of protons, is approximately 10³⁶. According to Rees, if it were significantly smaller, only a small and short-lived universe could exist.^[18] If it were large enough, they would repel them so violently that larger atoms would never be generated.
• Epsilon (ε), a measure of the nuclear efficiency of fusion from hydrogen to helium, is 0.007: when four nucleons fuse into helium, 0.007 (0.7%) of their mass is converted to energy. The value of ε is in part determined by the strength of the strong nuclear force.^[19] If ε were 0.006, a proton could not bond to a neutron, and only hydrogen could exist, and complex chemistry would be impossible. According to Rees, if it were above 0.008, no hydrogen would exist, as all the hydrogen would have been fused shortly after the Big Bang. Other physicists disagree, calculating that substantial hydrogen remains as long as the strong force coupling constant increases by less than about 50%.^[16][18]
• Omega (Ω), commonly known as the density parameter, is the relative importance of gravity and expansion energy in the universe. It is the ratio of the mass density of the universe to the "critical density" and is approximately 1. If gravity were too strong compared with dark energy and the initial cosmic expansion rate, the universe would have collapsed before life could have evolved. If gravity were too weak, no stars would have formed.^[18][20]
• Lambda (Λ), commonly known as the cosmological constant, describes the ratio of the density of dark energy to the critical energy density of the universe, given certain reasonable assumptions such as that dark energy density is a constant. In terms of Planck units, and as a natural dimensionless value, Λ is on the order of 10⁻¹²².^[21] This is so small that it has no significant effect on cosmic structures that are smaller than a billion light-years across. A slightly larger value of the cosmological constant would have caused space to expand rapidly enough that stars and other astronomical structures would not be able to form.^[18][22]
• Q, the ratio of the gravitational energy required to pull a large galaxy apart to the energy equivalent of its mass, is around 10⁻⁵. If it is too small, no stars can form. If it is too large, no stars can survive because the universe is too violent, according to Rees.^[18]
• D, the number of spatial dimensions in spacetime, is 3. Rees claims that life could not exist if there were 2 or 4 spatial dimensions.^[18] Rees argues this does not preclude the existence of ten-dimensional strings.^[1]

Max Tegmark argued that if there is more than one time dimension, then physical systems' behavior could not be predicted reliably from knowledge of the relevant partial differential equations. In such a universe, intelligent life capable of manipulating technology could not emerge. Moreover, protons and electrons would be unstable and could decay into particles having greater mass than themselves. This is not a problem if the particles have a sufficiently low temperature.^[23]

Carbon and oxygen

Further information: Triple-alpha process § Improbability and fine-tuning

An older example is the Hoyle state, the third-lowest energy state of the carbon-12 nucleus, with an energy of 7.656 MeV above the ground level.^[24] According to one calculation, if the state's energy level were lower than 7.3 or greater than 7.9 MeV, insufficient carbon would exist to support life. To explain the universe's abundance of carbon, the Hoyle state must be further tuned to a value between 7.596 and 7.716 MeV. A similar calculation, focusing on the underlying fundamental constants that give rise to various energy levels, concludes that the strong force must be tuned to a precision of at least 0.5%, and the electromagnetic force to a precision of at least 4%, to prevent either carbon production or oxygen production from dropping significantly.^[25]

Explanations

Some explanations of fine-tuning are naturalistic.^[26] First, the fine-tuning might be an illusion: more fundamental physics may explain the apparent fine-tuning in physical parameters in the current understanding by constraining the values those parameters are likely to take. As Lawrence Krauss put it, "certain quantities have seemed inexplicable and fine-tuned, and once we understand them, they don't seem to be so fine-tuned. We have to have some historical perspective".^[22] Some argue it is possible that a final fundamental theory of everything will explain the underlying causes of the apparent fine-tuning in every parameter.^[27][22]

Still, as modern cosmology developed, various hypotheses not presuming hidden order have been proposed. One is a multiverse, where fundamental physical constants are postulated to have different values outside of the known universe.^[28][29] On this hypothesis, separate parts of reality would have wildly different characteristics. In such scenarios, the appearance of fine-tuning is explained as a consequence of the weak anthropic principle and selection bias, specifically survivorship bias. Only those universes with fundamental constants hospitable to life, such as on Earth, could contain life forms capable of observing the universe who can contemplate the question of fine-tuning.^[30] Zhi-Wei Wang and Samuel L. Braunstein argue that the apparent fine-tuning of fundamental constants could be due to the lack of understanding of these constants.^[31]

Multiverse

Main article: Multiverse

See also: Anthropic principle

If the universe is just one of many and possibly infinite universes, each with different physical phenomena and constants, it is unsurprising that there is a universe hospitable to intelligent life. Some versions of the multiverse hypothesis therefore provide a simple explanation for any fine-tuning,^[5] while the analysis of Wang and Braunstein challenges the view that this universe is unique in its ability to support life.^[31]

The multiverse idea has led to considerable research into the anthropic principle and has been of particular interest to particle physicists because theories of everything do apparently generate large numbers of universes in which the physical constants vary widely. Although there is no evidence for the existence of a multiverse, some versions of the theory make predictions of which some researchers studying M-theory and gravity leaks hope to see some evidence soon.^[32] According to Laura Mersini-Houghton, the WMAP cold spot could provide testable empirical evidence of a parallel universe.^[33] Variants of this approach include Lee Smolin's notion of cosmological natural selection, the ekpyrotic universe, and the bubble universe theory.^{[32]: 220–221}

It has been suggested that invoking the multiverse to explain fine-tuning is a form of the inverse gambler's fallacy.^[34][35]

Top-down cosmology

Stephen Hawking and Thomas Hertog proposed that the universe's initial conditions consisted of a superposition of many possible initial conditions, only a small fraction of which contributed to the conditions seen today.^[36] According to their theory, the universe's "fine-tuned" physical constants are inevitable, because the universe "selects" only those histories that led to the present conditions. In this way, top-down cosmology provides an anthropic explanation for why this universe allows matter and life without invoking the multiverse.^[37]

Carbon chauvinism

Some forms of fine-tuning arguments about the formation of life assume that only carbon-based life forms are possible, an assumption sometimes called carbon chauvinism.^[38] Conceptually, alternative biochemistry or other forms of life are possible.^[39]

Simulation hypothesis

The simulation hypothesis holds that the universe is fine-tuned simply because the more technologically advanced simulation operator(s) programmed it that way.^[40]

No improbability

Graham Priest, Mark Colyvan, Jay L. Garfield, and others have argued against the presupposition that "the laws of physics or the boundary conditions of the universe could have been other than they are".^[41]

Religious apologetics

See also: Teleological Argument § Fine-tuned universe

Some scientists, theologians, and philosophers, as well as certain religious groups, argue that providence or creation are responsible for fine-tuning.^{[42][43][44][45][46]} Christian philosopher Alvin Plantinga argues that random chance, applied to a single and sole universe, only raises the question as to why this universe could be so "lucky" as to have precise conditions that support life at least at some place (the Earth) and time (within millions of years of the present).

One reaction to these apparent enormous coincidences is to see them as substantiating the theistic claim that the universe has been created by a personal God and as offering the material for a properly restrained theistic argument – hence the fine-tuning argument. It's as if there are a large number of dials that have to be tuned to within extremely narrow limits for life to be possible in our universe. It is extremely unlikely that this should happen by chance, but much more likely that this should happen if there is such a person as God.

— Alvin Plantinga, "The Dawkins Confusion: Naturalism ad absurdum"^[47]

William Lane Craig, a philosopher and Christian apologist, cites this fine-tuning of the universe as evidence for the existence of God or some form of intelligence capable of manipulating (or designing) the basic physics that governs the universe.^[48] Philosopher and theologian Richard Swinburne reaches the design conclusion using Bayesian probability.^[49] Scientist and theologian Alister McGrath observed that the fine-tuning of carbon is even responsible for nature's ability to tune itself to any degree.

The entire biological evolutionary process depends upon the unusual chemistry of carbon, which allows it to bond to itself, as well as other elements, creating highly complex molecules that are stable over prevailing terrestrial temperatures, and are capable of conveying genetic information (especially DNA). [...] Whereas it might be argued that nature creates its own fine-tuning, this can only be done if the primordial constituents of the universe are such that an evolutionary process can be initiated. The unique chemistry of carbon is the ultimate foundation of the capacity of nature to tune itself.^[50][51]

Theoretical physicist and Anglican priest John Polkinghorne stated: "Anthropic fine tuning is too remarkable to be dismissed as just a happy accident".^[52] Theologian and philosopher Andrew Loke argues that there are only five possible categories of hypotheses concerning fine-tuning and order: (i) chance, (ii) regularity, (iii) combinations of regularity and chance, (iv) uncaused, and (v) design, and that only design gives an exclusively logical explanation of order in the universe.^[53] He argues that the Kalam Cosmological Argument strengthens the teleological argument by answering the question "Who designed the Designer?".^[53] Creationist Hugh Ross advances a number of fine-tuning hypotheses.^[54][55] One is the existence of what Ross calls "vital poisons", which are elemental nutrients that are harmful in large quantities but essential for animal life in smaller quantities.^[56]

Robin Collins argues that the universe is fine-tuned for scientific discoverability, and that this fine-tuning cannot be explained by the multiverse hypothesis.^[57] According to Collins, the universe's laws, fundamental parameters, and initial conditions must be just right for the universe to be as discoverable as ours. According to Collins, examples of fine-tuning for discoverability include:

• The fine-structure constant is fine-tuned for energy usage. If it were stronger, there would be no practical way to harness energy. If it were weaker, fire would burn through wood too quickly and energy usage would be impractical.
• The baryon-to-photon ratio allowed for the discovery of the big bang via the cosmic microwave background.
• Many things in particle physics are within a narrow range required for discoverability, such as the mass of the Higgs boson.

See also

• Abiogenesis – Life arising from non-living matter
• CHNOPS – Acronym of the most common elements found in biological life
• Clockwork universe – Deterministic model of the universe
• Fine-tuning (disambiguation)
• God of the gaps
• Rare Earth hypothesis – Hypothesis that complex extraterrestrial life is improbable and extremely rare
• Teleology – Thinking in terms of destiny or purpose
• Ultimate fate of the universe – Theories about the end of the universe
• Why is there anything at all? – Metaphysical question

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22. Ananthaswamy, Anil (7 March 2012). "Is the Universe Fine-Tuned for Life?". Public Broadcasting Service (PBS).
23. Tegmark, Max (April 1997). "On the dimensionality of spacetime" (PDF). Classical and Quantum Gravity. 14 (4): L69–L75. arXiv:gr-qc/9702052. Bibcode:1997CQGra..14L..69T. doi:10.1088/0264-9381/14/4/002. S2CID 15694111. Retrieved 16 December 2006.
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28. Tegmark, Max (May 2003). "Parallel Universes". Scientific American. 288 (5): 40–51. arXiv:astro-ph/0302131. Bibcode:2003SciAm.288e..40T. doi:10.1038/scientificamerican0503-40. PMID 12701329.
29. Wheeler, J. A., "Genesis and Observership," in R. E. Butts, J. Hintikka, eds., Foundational Problems in the Special Sciences (Dordrecht: D. Reidel, 1977), pp. 3–33.
30. Bostrom, N. (2002). "Fine-Tuning in Cosmology". Anthropic Bias: Observation Selection Effects in Science and Philosophy. Routledge. ISBN 978-0-415-93858-7.
31. Wang, Zhi-Wei; Braunstein, Samuel L. (2023). "Sciama's argument on life in a random universe and distinguishing apples from oranges". Nature Astronomy. 7 (2023): 755–756. arXiv:2109.10241. doi:10.1038/s41550-023-02014-9.
32. Kaku, M., Parallel Worlds (New York: Doubleday, 2004), pp. 220–221.
33. "Two Programmes – Horizon, 2010–2011, What Happened Before the Big Bang?". BBC. Retrieved 2 January 2011.
34. Hacking, Ian (1 July 1987). "The Inverse Gambler's Fallacy: the Argument from Design. The Anthropic Principle Applied to Wheeler Universes". Mind. 96 (383): 331–340. doi:10.1093/mind/XCVI.383.331.
35. Goff, Philip (8 June 2022). "Why the Multiverse Can't Explain Fine-Tuning". Retrieved 8 June 2022.
36. Ball, Philip (21 June 2006). "Hawking Rewrites History...Backwards". Nature: news060619–6. doi:10.1038/news060619-6. S2CID 122979772. Retrieved 19 April 2010.
37. Hawking, S. W.; Hertog, Thomas (February 2006). "Populating the Landscape: A Top Down Approach". Phys. Rev. D73 (12): 123527. arXiv:hep-th/0602091v2. Bibcode:2006PhRvD..73l3527H. doi:10.1103/PhysRevD.73.123527. S2CID 9856127.
38. Stenger, Victor J. "Is The Universe Fine-Tuned For Us?" (PDF). University of Colorado. Archived from the original (PDF) on 16 July 2012.
39. See, e.g. Cohen, J., & Stewart, I.: What Does a Martian Look Like: The Science of Extraterrestrial Life, Wiley, 2002, p. 159.
40. Mizrahi, Moti (2017). "The Fine-Tuning Argument and the Simulation Hypothesis" (PDF). Think. 16 (46): 93–102. doi:10.1017/S1477175617000094. S2CID 171655427.
41. Colyvan, M., J. L. Garfield & G. Priest (2005). "Problems with the Argument from Fine Tuning". Synthese 145 (3), pp. 325–338.
42. Colyvan et al. (2005). Problems with the Argument from Fine Tuning. Synthese 145: 325–38.
43. Michael Ikeda and William H. Jefferys, "The Anthropic Principle Does Not Support Supernaturalism," in The Improbability of God, Michael Martin and Ricki Monnier, Editors, pp. 150–66. Amherst, NY: Prometheus Press. ISBN 1-59102-381-5.
44. Park, Robert L. (2009). Superstition: Belief in the Age of Science. Princeton University Press. p. 11. ISBN 978-0-691-13355-3
45. Chown, Marcus (14 June 2011). "Why the universe wasn't fine-tuned for life". New Scientist. 210 (2816): 49. Bibcode:2011NewSc.210R..49C. doi:10.1016/S0262-4079(11)61395-X. Archived from the original on 14 June 2011.
46. Sober, E., 2004. "The Design Argument", in W. E. Mann, ed., The Blackwell Guide to the Philosophy of Religion, ch. 6. Blackwell Publishing. ISBN 0-631-22129-8.
47. Alvin Plantinga, "The Dawkins Confusion: Naturalism ad absurdum," Christianity Today, March/April 2007
48. William Lane Craig, "The Teleological Argument and the Anthropic Principle". leaderu.com
49. Richard Swinburne, 1990. Argument from the fine-tuning of the Universe, in Physical cosmology and philosophy, J. Leslie, Editor. Collier Macmillan: New York. pp. 154–73.
50. McGrath, Alister E. (2009). A Fine-Tuned Universe: The Quest for God in Science and Theology (1st ed.). Louisville, KY: Westminster John Knox Press. p. 176. ISBN 978-0664233105.
51. "What is the "fine-tuning" of the universe, and how does it serve as a "pointer to God"?". BioLogos.org. Archived from the original on 21 December 2014.
52. Polkinghorne, J. C., Science and Theology: An Introduction (London: SPCK, 1998), p. 75.
53. Loke, Andrew (2022). The Teleological and Kalam Cosmological Arguments Revisited. Cham: Palgrave. p. 7.
54. Reasons to Believe (blog)
55. Hugh Ross. Improbable Planet: How Earth Became Humanity's Home.
56. Ross, Hugh (1 July 1999). "Vital Poisons". Reasons to Believe. Retrieved 23 March 2024.
57. Collins, Robin (2016). "The Fine-Tuning for Discoverability". Philosophy Educator Scholarship. Retrieved 27 August 2024.

Further reading

• Barrow, John D.; Tipler, Frank J. (1986). The Anthropic Cosmological Principle (1st ed.). Oxford University Press. ISBN 978-0-19-282147-8. LCCN 87028148.
• John D. Barrow (2003). The Constants of Nature, Pantheon Books, ISBN 0-375-42221-8
• Bernard Carr, ed. (2007). Universe or Multiverse? Cambridge University Press.
• Mark Colyvan, Jay L. Garfield, Graham Priest (2005). "Problems with the Argument from Fine Tuning". Synthese 145: 325–38.
• Paul Davies (1982). The Accidental Universe, Cambridge University Press, ISBN 0-521-24212-6
• Paul Davies (2007). Cosmic Jackpot: Why Our Universe Is Just Right for Life, Houghton Mifflin Harcourt, ISBN 0-618-59226-1. Reprinted as: The Goldilocks Enigma: Why Is the Universe Just Right for Life?, 2008, Mariner Books, ISBN 0-547-05358-4.
• Geraint F. Lewis and Luke A. Barnes (2016). A Fortunate Universe: Life in a finely tuned cosmos, Cambridge University Press. ISBN 1107156610
• Alister McGrath (2009). A Fine-Tuned Universe: The Quest for God in Science and Theology, Westminster John Knox Press, ISBN 0-664-23310-4.
• Timothy J. McGrew, Lydia McGrew, Eric Vestrup (2001). "Probabilities and the Fine-Tuning Argument: A Sceptical View". Mind 110: 1027–37.
• Simon Conway Morris (2003). Life's Solution: Inevitable Humans in a Lonely Universe. Cambridge Univ. Press.
• Martin Rees (1999). Just Six Numbers, HarperCollins Publishers, ISBN 0-465-03672-4.
• Victor J. Stenger (2011). The Fallacy of Fine-Tuning: Why the Universe Is Not Designed for Us. Prometheus Books. ISBN 978-1-61614-443-2.
• Peter Ward and Donald Brownlee (2000). Rare Earth: Why Complex Life is Uncommon in the Universe. Springer Verlag.
• Jeffrey Koperski (2015). The Physics of Theism: God, Physics, and the Philosophy of Science, John Wiley & Sons ISBN 978-1118932803

External links

Defense of fine-tuning

• Anil Ananthaswamy: Is the Universe Fine-tuned for Life?
• Francis Collins, Why I'm a man of science-and faith. National Geographic article.
• Custom Universe, Documentary of fine-tuning with scientific experts.
• Mawson, T. J. (2011). "Explaining the fine tuning of the universe to us and the fine tuning of us to the universe". Philosophy. 68: 25–50. doi:10.1017/s1358246111000075. S2CID 123203362.
• Hugh Ross: Evidence for the Fine Tuning of the Universe
• Interview with Charles Townes discussing science and religion.

Criticism of fine tuning

• Bibliography of online Links to criticisms of the Fine-Tuning Argument. Secular Web.
• Victor Stenger:
  • "A Case Against the Fine-Tuning of the Cosmos"
  • "Does the Cosmos Show Evidence of Purpose?"
  • "Is the Universe fine-tuned for us?"
• Elliott Sober, "The Design Argument." An earlier version appeared in the Blackwell Companion to the Philosophy of Religion (2004).