In proof theory, ordinal analysis assigns ordinals (often large countable ordinals) to mathematical theories as a measure of their strength.
If theories have the same proof-theoretic ordinal they are often equiconsistent, and if one theory has a larger proof-theoretic ordinal than another it can often prove the consistency of the second theory.
In addition to obtaining the proof-theoretic ordinal of a theory, in practice ordinal analysis usually also yields various other pieces of information about the theory being analyzed, for example characterizations of the classes of provably recursive, hyperarithmetical, or functions of the theory.[1]
Ordinal analysis concerns true, effective (recursive) theories that can interpret a sufficient portion of arithmetic to make statements about ordinal notations.
The proof-theoretic ordinal of such a theory is the supremum of the order types of all ordinal notations (necessarily recursive, see next section) that the theory can prove are well founded—the supremum of all ordinals for which there exists a notation in Kleene's sense such that proves that is an ordinal notation. Equivalently, it is the supremum of all ordinals such that there exists a recursive relation on (the set of natural numbers) that well-orders it with ordinal and such that proves transfinite induction of arithmetical statements for .
Ordinal notations
Some theories, such as subsystems of second-order arithmetic, have no conceptualization or way to make arguments about transfinite ordinals. For example, to formalize what it means for a subsystem of Z2 to "prove well-ordered", we instead construct an ordinal notation with order type . can now work with various transfinite induction principles along , which substitute for reasoning about set-theoretic ordinals.
However, some pathological notation systems exist that are unexpectedly difficult to work with. For example, Rathjen gives a primitive recursive notation system that is well-founded iff PA is consistent,[2]p. 3 despite having order type - including such a notation in the ordinal analysis of PA would result in the false equality .
Upper bound
Since an ordinal notation must be recursive, the proof-theoretic ordinal of any theory is less than or equal to the Church–Kleene ordinal. In particular, the proof-theoretic ordinal of an inconsistent theory is equal to , because an inconsistent theory trivially proves that all ordinal notations are well-founded.
For any theory that's both -axiomatizable and -sound, the existence of a recursive ordering that the theory fails to prove is well-ordered follows from the bounding theorem, and said provably well-founded ordinal notations are in fact well-founded by -soundness. Thus the proof-theoretic ordinal of a -sound theory that has a axiomatization will always be a (countable) recursive ordinal, that is, strictly less than . [2]Theorem 2.21
Examples
Theories with proof-theoretic ordinal ω
Q, Robinson arithmetic (although the definition of the proof-theoretic ordinal for such weak theories has to be tweaked)[citation needed].
PA–, the first-order theory of the nonnegative part of a discretely ordered ring.
EON, a weak variant of the Feferman's explicit mathematics system T0.
The Kripke-Platek or CZF set theories are weak set theories without axioms for the full powerset given as set of all subsets. Instead, they tend to either have axioms of restricted separation and formation of new sets, or they grant existence of certain function spaces (exponentiation) instead of carving them out from bigger relations.
Theories with larger proof-theoretic ordinals
Unsolved problem in mathematics:
What is the proof-theoretic ordinal of full second-order arithmetic?[4]
, Π11 comprehension has a rather large proof-theoretic ordinal, which was described by Takeuti in terms of "ordinal diagrams",[5]p. 13 and which is bounded by ψ0(Ωω) in Buchholz's notation. It is also the ordinal of , the theory of finitely iterated inductive definitions. And also the ordinal of MLW, Martin-Löf type theory with indexed W-Types Setzer (2004).
T0, Feferman's constructive system of explicit mathematics has a larger proof-theoretic ordinal, which is also the proof-theoretic ordinal of the KPi, Kripke–Platek set theory with iterated admissibles and .
KPi, an extension of Kripke–Platek set theory based on a recursively inaccessible ordinal, has a very large proof-theoretic ordinal described in a 1983 paper of Jäger and Pohlers, where I is the smallest inaccessible.[6] This ordinal is also the proof-theoretic ordinal of .
TTM, an extension of Martin-Löf type theory by one Mahlo-universe, has an even larger proof-theoretic ordinal .
has a proof-theoretic ordinal equal to , where refers to the first weakly compact, due to (Rathjen 1993)
has a proof-theoretic ordinal equal to , where refers to the first -indescribable and , due to (Stegert 2010).
has a proof-theoretic ordinal equal to where is a cardinal analogue of the least ordinal which is -stable for all and , due to (Stegert 2010).
Most theories capable of describing the power set of the natural numbers have proof-theoretic ordinals that are so large that no explicit combinatorial description has yet been given. This includes , full second-order arithmetic () and set theories with powersets including ZF and ZFC. The strength of intuitionistic ZF (IZF) equals that of ZF.
Ωα represent the uncountable ordinals (Ω1, abbreviated Ω, is ω1). Countability is considered necessary for an ordinal to be regarded as proof theoretic.
is an ordinal term denoting a stable ordinal, and the least admissible ordinal above .
is an ordinal term denoting an ordinal such that ; N is a variable that defines a series of ordinal analyses of the results of forall . when N=1,
This is a list of the abbreviations used in this table:
extends PA by ν iterated fixed points of monotone operators.
is not exactly a first-order arithmetic system, but captures what one can get by predicative reasoning based on the natural numbers.
is autonomously iterated (in other words, once an ordinal is defined, it can be used to index a new series of definitions.)
extends PA by ν iterated least fixed points of monotone operators.
is not exactly a first-order arithmetic system, but captures what one can get by predicative reasoning based on ν-times iterated generalized inductive definitions.
is autonomously iterated .
is a weakened version of based on W-types.
is a transfinite induction of length α no more than -formulas. It happens to be the representation of the ordinal notation when used in first-order arithmetic.
Second-order arithmetic
In general, a subscript 0 means that the induction scheme is restricted to a single set induction axiom.
^Krajicek, Jan (1995). Bounded Arithmetic, Propositional Logic and Complexity Theory. Cambridge University Press. pp. 18–20. ISBN9780521452052. defines the rudimentary sets and rudimentary functions, and proves them equivalent to the Δ0-predicates on the naturals. An ordinal analysis of the system can be found in Rose, H. E. (1984). Subrecursion: functions and hierarchies. University of Michigan: Clarendon Press. ISBN9780198531890.
^Rathjen, Michael (2006), "The art of ordinal analysis"(PDF), International Congress of Mathematicians, vol. II, Zürich: Eur. Math. Soc., pp. 45–69, MR2275588, archived from the original on 2009-12-22{{citation}}: CS1 maint: bot: original URL status unknown (link)
^Jeroen Van der Meeren; Rathjen, Michael; Weiermann, Andreas (2014). "An order-theoretic characterization of the Howard-Bachmann-hierarchy". arXiv:1411.4481 [math.LO].
^S. Feferman, "Theories of finite type related to mathematical practice". In Handbook of Mathematical Logic, Studies in Logic and the Foundations of Mathematics vol. 90 (1977), ed. J. Barwise, pub. North Holland.
^ abcdM. Heissenbüttel, "Theories of ordinal strength and " (2001)
^ abcdefgD. Probst, "A modular ordinal analysis of metapredicative subsystems of second-order arithmetic" (2017)
^A. Cantini, "On the relation between choice and comprehension principles in second order arithmetic", Journal of Symbolic Logic vol. 51 (1986), pp. 360--373.
^ abcdFischer, Martin; Nicolai, Carlo; Pablo Dopico Fernandez (2020). "Nonclassical truth with classical strength. A proof-theoretic analysis of compositional truth over HYPE". arXiv:2007.07188 [math.LO].
^ abcS. G. Simpson, "Friedman's Research on Subsystems of Second Order Arithmetic". In Harvey Friedman's Research on the Foundations of Mathematics, Studies in Logic and the Foundations of Mathematics vol. 117 (1985), ed. L. Harrington, M. Morley, A. Šcedrov, S. G. Simpson, pub. North-Holland.
^S. Feferman, G. Jäger, "Choice principles, the bar rule and autonomously iterated comprehension schemes in analysis", Journal of Symbolic Logic vol. 48, no. (1983), pp.63--70.
^ abcdefghU. Buchholtz, G. Jäger, T. Strahm, "Theories of proof-theoretic strength ". In Concepts of Proof in Mathematics, Philosophy, and Computer Science (2016), ed. D. Probst, P. Schuster. DOI 10.1515/9781501502620-007.
^F. Ranzi, T. Strahm, "A flexible type system for the small Veblen ordinal" (2019). Archive for Mathematical Logic 58: 711–751.
^K. Fujimoto, "Notes on some second-order systems of iterated inductive definitions and -comprehensions and relevant subsystems of set theory". Annals of Pure and Applied Logic, vol. 166 (2015), pp. 409--463.
^ abcKrombholz, Martin; Rathjen, Michael (2019). "Upper bounds on the graph minor theorem". arXiv:1907.00412 [math.LO].
^W. Buchholz, S. Feferman, W. Pohlers, W. Sieg, Iterated Inductive Definitions and Subsystems of Analysis: Recent Proof-Theoretical Studies
^W. Buchholz, Proof Theory of Impredicative Subsystems of Analysis (Studies in Proof Theory, Monographs, Vol 2 (1988)
Pohlers, Wolfram (1998), "Set Theory and Second Order Number Theory", Handbook of Proof Theory, Studies in Logic and the Foundations of Mathematics, vol. 137, Amsterdam: Elsevier Science B. V., pp. 210–335, doi:10.1016/S0049-237X(98)80019-0, ISBN0-444-89840-9, MR1640328
Rathjen, Michael (2006), "The art of ordinal analysis"(PDF), International Congress of Mathematicians, vol. II, Zürich: Eur. Math. Soc., pp. 45–69, MR2275588, archived from the original on 2009-12-22{{citation}}: CS1 maint: bot: original URL status unknown (link)
Rose, H.E. (1984), Subrecursion. Functions and Hierarchies, Oxford logic guides, vol. 9, Oxford, New York: Clarendon Press, Oxford University Press
Schütte, Kurt (1977), Proof theory, Grundlehren der Mathematischen Wissenschaften, vol. 225, Berlin-New York: Springer-Verlag, pp. xii+299, ISBN3-540-07911-4, MR0505313
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